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Self-Directed Advisor Account Process
 
    1. Create client’s profile with a comprehensive fact-finding session to develop an understanding of client’s reasons for  
    investing, the length of time to reach the goals and risk tolerance.

    2. Establish an investment strategy based on asset allocation under guidance of client’s investment objectives and risk
    tolerance.

    3. Based on agreed-upon investment strategy and objectives, financial advisor makes recommendations of what to buy,
    when to buy and why to buy. Client makes final decisions of what to buy and when to buy.

    4. Monitor portfolio and make suggestion of changes as necessary because market and economic conditions are ever-
    changing. Client makes final decisions of what to sell, when to sell and what to hold.